Volume 4,Issue 9
AGI时代人类文明主体性：嵌套能动性框架、数据驱动屏障与可验证边界
前沿大模型已在数学推理、代码生成与科学发现等任务达到人类专家水平，AGI 落地预期持续提前。现有 AI 安全研究以价值对齐为主线，无法回应文明主体性的核心命题：谁有权定义系统目标、终审输出价值、终止运行进程。当三类权能随效率诉求渐进式外包给自主智能体，人类将面临主体性渐进侵蚀风险。本文将抽象的文明主体性转化为可度量的工程化概念，提出能动性三元组核心框架：主体性等价于同时持有目标定义权、价值终审权与进程中断权，任意一项权能归零即主体性丧失。基于鲁棒控制屏障函数与自由能原理，构建嵌套能动性数学模型；针对 AGI 系统高维非凸、动力学不可微的特征，引入数据驱动屏障与统计屏障验证替代纯解析约束；以碳基生命内稳态与社会共情联合构成的生命势函数为约束场，给出代理测量方案与不等式松弛形式。推导中断时延上界与基于变分互信息估计（InfoNCE）的在线审计判据，提出四项可证伪预测与分层验证方案。本研究为 AGI 文明风险治理提供可落地的度量框架。
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